The Times History of the World

THE TIMES
HISTORY OF THE WORLD
Richard Overy

TIMES BOOKS

Table of Contents

Cover

Title Page

Contributors

Introduction

ONE HUMAN ORIGINS AND EARLY CULTURES

TWO THE FIRST CIVILIZATIONS

THREE THE CLASSICAL CIVILIZATIONS OF EURASIA

FOUR THE WORLD OF DIVIDED REGIONS

FIVE THE WORLD OF THE EMERGING WEST

SIX THE AGE OF EUROPEAN DOMINANCE

SEVEN THE AGE OF GLOBAL CIVILIZATION

CHRONOLOGY OF SIGNIFICANT EVENTS I N WORLD HISTORY

BIBLIOGRAPHY

Index

Copyright

About the Publisher

CONTRIBUTORS

EDITORS:

Geoffrey Barraclough

Late President, Historical

Association

Chichele Professor of Modern

History

University of Oxford

Norman Stone

Professor of History

Bilkent University, Ankara

Geoffrey Parker FBA

Andreas Dorpalen

Distinguished Professor of History

The Ohio State University

Richard Overy

Professor in History

University of Exeter

CONSULTANTS:

David Abulafia

Daud Ali

F R Allchin

R W Van Alstyne

David Arnold

John Barber

James R Barrett

Iris Barry

Peter Bauer

Christopher Bayly

W G Beasley

Ralph Bennett

Amira K Bennison

A D H Bivar

Brian Bond

Hugh Borton

Hugh Bowden

David Brading

Warwick Bray

John Breen

Carl Bridge

F R Bridge

Michael G Broers

Hugh Brogan

Tom Brooking

Ian Brown

Anthony Bryer

Muriel E Chamberlain

David G Chandler

John Cannon

Eric Christiansen

Colin Coates

Peter Coates

Frank Cogliano

Irene Collins

Michael Crawford

James Cronin

Douglas Dakin

John Darwin

Ralph Davis

Kent Deng

Robin Dunbar

I E S Edwards

Robert Evans

John Ferguson

Felipe Fernándo-Armesto

Stefan Fisch

David H Fischer

John R Fisher

Kate Fleet

Michael Flinn

Timothy Fox

Alan Frost

Robert I Frost

Clive Gamble

W J Gardner

Carol Geldart

John Gillingham

Ian Glover

Martin Goodman

Graham Gould

D G E Hall

Norman Hammond

John D Hargreaves

Tim Harper

David R Harris

Jonathan Haslam

Ragnhild Hatton

M Havinden

Harry Hearder

W O Henderson

Colin J Heywood

Sinclair Hood

Albert Hourani

Henry Hurst

Jonathan Israel

Edward James

Nicholas James

Richard H Jones

Ulrich Kemper

Hugh Kennedy

David Killingray

George Lane

Mark H Leff

Karl Leyser

Colin Lewis

James B Lewis

Wolfgang Liebeschuetz

D Anthony Low

David Luscombe

John Lynch

Rosamond McKitterick

James M McPherson

Isabel de Madriaga

J P Mallory

P J Marshall

A R Michell

Christopher D Morris

A E Musson

Thomas Nelson

Linda A Newson

F S Northedge

Joan Oates

David Ormrod

Caroline Orwin

J H Parry

Thomas M Perry

David Phillipson

Sidney Pollard

Andrew Porter

Avril Powell

T G E Powell

John Poynter

Benjamin Ravid

Tapan Raychaudhuri

B H Reid

Michael Roaf

Francis Robinson

A N Ryan

Gören Rystad

H W F Saggs

S B Saul

Peter Sawyer

Chris Scarre

Roger Schofield

D J Schove

H M Scott

H H Scullard

Andrew Sharf

Stephen Shennan

Andrew Sherratt

Peter Sluglett

R B Smith

Frank C Spooner

Jocelyn Statler

L S Stavrianos

Zara Steiner

Sarah Stockwell

Melvyn Stokes

W C Sturtevant

Julian Swann

Alan Sykes

Martin Thomas

E A Thompson

Hugh Tinker

Malcolm Todd

R C Trebilcock

Hugh R Trevor-Roper

Denis C Twitchett

Frans von der Dunk

F R von der Mehden

Ernst Wangermann

Geoffrey Warner

Anne Waswo

D Cameron Watt

Bodo Wiethoff

D S M Williams

Glyn Williams

H P Willmott

David M Wilson

Jon E Wilson

Peter Wilson

George D Winius

INTRODUCTION
‘The State of the World’

The choice of Beijing, capital of China, as the host city for the 2008 Olympic Games has produced an extraordinary, if brief, historic marriage of East and West. The games symbolize the world of classical Greece, whose legacy has played such an exceptional part in the development of the Western world. Greek civilization gave the West professional medicine, geometry, ethical speculation, democracy, an ideal of participatory citizenship, codified law, the first history, a science of politics and an artistic heritage imitated again and again down the ages. Many of our common terms today—from economics to psychiatry—are Greek in origin.

China, on the other hand, is seat of the most ancient and continuous of civilizations. Always the site of the largest fraction of the world’s population, China for thousands of years, despite waves of invasions, sustained a way of life and a social structure which proved remarkably enduring. Chinese values and intellectual life were not, unlike Greek civilization, diffused widely outside the frontiers of what was loosely defined as ‘China’. Western critics in the 19th century regarded China as a stagnant culture, unmoved for centuries, but the artistic, scientific and intellectual life of China, though very different from that of the West, was rich and diverse. A good case can be made for arguing that China has been a fixed point throughout the period of recorded history, where Greek culture has been anything but continuous, relying for much of its survival on the intercession of the Arab cultures of the Middle East that succeeded the Roman Empire, in which aspects of Greek thought were kept alive and then re-exported to late medieval Europe.

The China of the 2008 Olympics is still a central part of the world story, but it has come part way to meet the West. From the late 19th century traditional Chinese society crumbled under Western impact. A nationalist revolution overthrew the emperors and the old way of life after 1911. A second communist revolution transformed China into a more modern industrial state after 1949. Over the past 25 years China has undergone a third revolutionary wave by embracing the fruits of modern global capitalism and becoming one of the world’s major economic players. China has not become an Asian ‘West’, but has adapted what the West has had to offer and has turned China into a world ‘superpower’. The relationship between East and West has come full circle. For centuries the West pushed outwards into the world exporting, usually violently, a version of Western civilization. China was long resistant to this pressure; now China can exert pressure of its own, challenging the monopoly hitherto enjoyed by the remorseless march of Western economics, political models, consumerism and popular culture.

The meeting of Greece and China weaves together two of the central threads of world history. But the Olympics are also a symbolic fusion of ancient and modern. Although the original games are far removed from the glossy, commercialized, technically sophisticated and ruinously expensive modern version, their revival is a reminder that there are easily understood reference points back to the Europe of more than 2,000 years ago. Boxing, wrestling, javelin-throwing and running are simply what they are, the same for a modern audience as they were for the Greeks. Even the marathon, the icon of the current Western obsession with keeping fit, describes a Greek legend, when a soldier runner covered 26 miles non-stop under a gruelling sun from the Battle of Marathon to Athens to warn of the approaching Persian fleet, only to drop dead from the effort on his arrival. Distant though the ancient world seems, the span of recorded human history is remarkably short in relation to the long history of prehistoric man and the infinitely longer history of the earth. The span can be covered by just a hundred human lives of 60 years, stretched out one after the other. Only 50 human lives will take you back to those first Olympic Games.

To think about the past as something connected by a continuous thread of human activity runs the danger of imposing a false sense of unity, but for much of the earth’s surface, over long periods of time, fundamental change has been absent. Anthropological evidence has for a long time been able to describe practices and beliefs that are clearly connected with a world so distant that it has been transmuted into myth. One hundred human lives laid end-to-end is not very many. To put it another way: it is possible to house an artefact from every major civilization of the past 5,000 years in a single cabinet and to recognize that until the last few hundred years those artefacts—whether a pot, a fertility doll, an arrow-head, a shoe, a coin—bear a remarkable underlying similarity. The recorded history of the world can be read at one level as a unitary experience, a brief 4 percent of the time modern hominids have been evolving, a hundred human lives.

Of course these lives were not the same wherever they were lived. Whatever homologies can be detected between peoples and civilizations, the experience of world history over the past 6,000 years is a series of fractured narratives, divided geographically and segmented by differing cultures, religious practices and political orders. The whole course of world history has been a process of cultural exchange and discovery, of imperial expansion and decline; sometimes links once made were then ruptured again; at other times communication enriched both cultures. In the past 500 years that process of discovering, mapping and understanding the world as a whole has accelerated, but for most previous civilizations the ‘known world’ was only what was immediately known. The modern concept of ‘world history’ which this book encapsulates was meaningless to most human civilizations through most of human history. For large areas of the globe there was no written culture so that ‘history’ survived as myth or folk memory, dating was arbitrary or non-existent, and the world was circumscribed by the very limited geographical reach of particular peoples. Rome was an exception, but even for Romans the known world was centred on the Mediterranean and the barbarous (meaning alien) outside was scarcely understood or valued. China for centuries regarded itself as the centre of the universe, and the outside world, to the extent that it intruded at all, was supposed to revolve like so many blighted planets around the Chinese sun. The history of the world is a very Western idea and it has become knowable only in the last century or so as Europeans and their descendants overseas produced sophisticated archaeological techniques and scholarly skills to unlock many of the remaining secrets of the past. When the English novelist H. G. Wells wrote his famous Outline of History, published in 1920, he was able to do so only on the foundation of an outpouring of new research in the last decades of the 19th century. Wells was preoccupied, he wrote in his introduction, with ‘history as one whole’, and he was one of the first to attempt it.

The more that came to be known about the many civilizations and cultures that made up human history, the more tempting it was, like Wells, to try to see history as a whole and to explain the process of historical change as a uniform one. This ambition had roots in the 19th century, where it was famously attempted by the German thinkers Georg Hegel and his erstwhile disciple Karl Marx, who both suggested that historical change was dynamic, the result of shifting patterns of thought or the transition from one economic system to another, each stage of human development incorporating the best from the past but each an advance on the one before it, until humankind finally reached an ideal society. The 19th-century view, coloured by the remarkable technical progress of the age, was to try to see a purpose behind historical change—not a mere random set of events, or a set of parables or myths to educate the present, but a triumphant account of the ascent of man. Neither Hegel nor Marx was a historian, and they both regarded China as a backwater that had somehow failed to move like the rest of the world. The 20th century witnessed more historically sophisticated attempts to find a unity in world history. The German philosopher Oswald Spengler published just after the First World War two volumes of an ambitious study of the pattern of all world history. Each civilization, Spengler argued, had a natural life-cycle, like any organism, of birth, growth, maturity and death, a run of approximately 1,000 years each. He called his volumes The Decline of the West in order to argue against the optimism of the previous century and to demonstrate that Western civilization, for all its belief that it represented the full flowering of human history, was doomed to go the way of the rest. The British historian Arnold Toynbee thought Spengler’s view of history too schematic, but he produced 10 volumes of A Study of History between 1934 and 1954 in which he too detected a common pattern in all previous civilizations which explained their birth, rise to cultural fruition and eventual collapse. Both Spengler and Toynbee rejected the idea that the purpose of history was the triumph of the West, but they both thought that history could be understood as a single, repeated pattern, from ancient Egypt to the modern West.

Few historians now accept that world history works like this. The rise and fall of civilizations evidently has causes, many of which are explored in the pages that follow. But it does not follow from this that history ought to progress, or that it follows internal laws or patterns of development. History does not move forward entirely blindly, but its progress is more often than not accidental, not patterned, and the circumstances of its development contingent rather than purposive—a product of a particular set of circumstances at a particular time rather than a necessary progress from one stage to the next. The same objection can be raised to the popular idea that there are turning points in history, key battles or events that have determined the course of history. Some events are clearly more important than others. History might now be written differently if the Roman army had not defeated Hannibal at Zama in 202 BC, but this was just one event in a much wider world of human activity, insignificant in India or China of the 3rd century BC. On balance human history moves forward on a broad front, less affected by ‘turning points’ than might be expected. If one set of events had never happened, there would just be a different narrative which would now be accepted as part of the past as readily as any other. History has neither pattern nor purpose. It is simply the record of what has been.

There are nonetheless broad common factors that have shaped the development of human communities wherever they have settled. The most important element has been the continuous and complex relationship between mankind and the natural world. Natural phenomena have defined a great deal of the human story. Until quite recently most natural forces were beyond human capacity to control or mediate or even to understand. Some still remain so. In the spring of 2008 a ferocious cyclone, which laid waste large parts of southern Myanmar, and a powerful earthquake in China, killed at least 150,000 people between them. Natural disasters—earthquakes, tidal waves, volcanic eruptions, soil erosion, rising sea levels, crop failure—have been a constant feature of all history. The shaping of the landscape determined patterns of settlement, forms of husbandry, the possibility of exploration and trade. The seas and rivers have been both barrier and pathway. The siting of cities, artificial additions to the landscape, has been determined by access to river communications, or the existence of a natural harbour, or the natural defensive walls provided by high outcrops of rock or hillside. For the past 5,000 years and the introduction of widespread agriculture, the relationship between population size and food supply has added a further natural factor restricting or enhancing the prospects of particular societies, or creating violent tensions between communities that lived by hunting and those with settled pastoral traditions. This competition is not confined to the ancient past, when, for example, waves of hunters from the plains of Eurasia descended on Europe in the 5th and 6th centuries; the near extermination of the North American buffalo in the 19th century by white hunters, an animal on which some Native American tribal societies depended, opened the way for the vast grain-growing prairie belt and the emasculation of the Native American population.

The supply of food, or its absence, famine, is a constant through human history. It exercised the ancient Egyptians, who developed complex irrigation systems to compensate for a buoyant population surrounded by desert; 3,000 years later Adolf Hitler argued that Germans needed ‘living space’ in Eastern Europe to provide a proper balance between population and food supply; the contemporary world, trying to support a vastly greater population, witnesses famines in Africa side-by-side with an overabundance of food in the richer West. A new food crisis in 2008 has prompted the bleak conclusion that food output must expand 50 per cent by 2030 to meet demand. For most people through most of recorded history the search for food has been unyielding. In hunting communities, as long as there existed a wealth of animal life or fish, food was not a problem. In settled, agricultural communities, on the other hand, the supply of food was restricted either by problems of soil or changeable climate or by the maldistribution of food between rich and poor, or both. Tilling the soil was no guarantee of a decent diet; a Roman feast or a groaning Victorian banquet gives no clue as to how inadequate was the food supply for the slaves who grew and garnered it in Roman Italy, or for the Victorian poor, most of them cut off from the land and dependent on a monotonous starch-rich diet. In post-Renaissance Italy there developed one of the most sophisticated cuisines in the world, informed by a wealth of gastronomic master-works, but the later peasant workers of the Po Valley suffered debilitating pellagra from eating a stodgy maize-based diet that inflated their abdomens and eventually killed them. In settled civilizations, an adequate, varied, artistically presented or innovative diet was the preserve of the rich. It was no accident that the Russian Revolution of February 1917 began with a demonstration for bread by hungry women in St Petersburg (Petrograd).

The relationship between mankind and environment has changed a good deal over the past 200 years. Larger and more regular food supplies together with changes in healthcare have provoked a population explosion. Global population was around 800 million in the 18th century; currently it is an astonishing 6.7 billion. A result has been the massive expansion of the agricultural base, partly from utilising virgin lands, partly from raising yields artificially through plant- and stock-breeding or the addition of chemical fertiliser. These changes have provoked deforestation and the transformation of natural habitat. Heavy hunting has brought thousands of land and sea creatures to the edge of extinction. The world’s urban population has grown dramatically since 1900 and now stands at just over 50 per cent of the whole, producing huge sprawling cities and high levels of human pollution. To meet the daily needs of such a population has meant expanding industrial production, depleting the earth’s natural resources, and creating a growing chemical imbalance in the atmosphere that has damaged the ozone layer and threatens through so-called ‘global warming’ to undermine the fragile basis on which 6 billion people can subsist. Demands for a higher living standard from Western populations already rich in resources, and for catch-up living standards in much of the rest of the world, has accelerated the depletion of resources, the transformation of the landscape and the unnatural climate change. The rich United States has 5 per cent of the world’s population but generates annually 25 per cent of the ‘greenhouse gases’ that cause climate change. The most alarming scenarios are now painted of the capacity of man to forge new natural disasters to which there will be no answer—enough methane gas perhaps to cause a global explosion in a century’s time, or the release of bacteria from the frozen icecaps millions of years old, from which current populations would have no prospect of immunity. The relationship between man and nature has about it a profound irony. The attempt to master the natural world has simply given nature new and more terrible powers.

Only in one respect has it proved possible to tame nature sufficiently to alter human society for the good. Over the past 150 years, in itself a fraction of the long history of man, it has proved possible to understand and then prevent or cure most medical conditions. For all the rest of human history, disease and disability were an ever-present reality for which there was almost no effective relief. The establishment of cities and animal husbandry combined to create ideal conditions for the establishment of a cluster of endemic epidemic diseases which periodically killed off wide swathes of the human host. The earliest epidemics in the cities of the first civilizations in China, Egypt or Mesopotamia included smallpox, diphtheria, influenza, chickenpox and mumps. With the opening of trade routes and regular invasions, disease could be spread from populations that had developed some immunity to those biologically vulnerable. Athens was struck by a devastating plague in 430 BC which undermined its political power; the Antonine plague in the late-2nd-century AD Roman Empire killed around one-quarter of the populations it infected, probably with smallpox. Bubonic plague, transmitted by fleas carried on rats, killed around two-thirds of its victims. Plague originating in Egypt in 540 AD spread to the Eastern Mediterranean where again one-quarter of the population died. The famous Black Death in the 14th century swept from Asia to Europe, killing an estimated 20 million and reducing Europe’s population by one-quarter. Epidemics died out partly because the pathogens had no other victims to kill. Modernity was no safeguard either. Cholera coincided with the industrialization and urbanization of Europe and produced regular pandemics in Asia, the Middle East and Europe between the 1820s and the 1890s. ‘Spanish influenza’ struck Europe at the end of the First World War with populations unnaturally weakened by lack of food; it was the world’s worst pandemic, killing 60 million people in just two years.

The attempt to understand and explain the nature of disease, and if possible cure it, goes back to the very earliest periods of recorded history. Classic Chinese medicine (now usually described as Traditional Chinese Medicine or TCM) is thought to date back almost 5,000 years. The standard text on ‘Basic Questions of Internal Medicine’ (known as Neijing Suwen) was written, according to legend, by the Yellow Emperor around 2,600 BC; the earliest surviving version dates from at least 2,000 years ago. Early Chinese medicine was rooted in a broader philosophical system based in one case on Confucianism, in the second on Taoism. Confucianism rejected the idea of anatomical or surgical invasion in the belief that the body was sacred; instead the use of acupuncture or massage was preferred, influencing internal disease by external means. Taoism saw health related entirely to achieving harmony between the different elements of the world, the Yin and the Yang. Disease was a consequence of lack of harmony. Chinese medicine focused on herbal remedies and acupuncture as means to restore that harmony rather than more violent medical intervention. Close observation of morbid symptoms was regarded as essential to understand what combination of remedies was needed. During the brief Sui dynasty (581–618 AD) a group of doctors composed The General Treatise on the Causes and Symptoms of Disease which comprised 50 volumes and described some 1,700 conditions. The classic texts retained an enduring influence down to the 20th century when successive modernising regimes tried to substitute Western medicine with only limited success.

The other classic tradition arose in Greece from the 5th century BC based on the teachings of the secular theorist Hippocrates, born around 460, whose famous ‘oath’, that doctors should at the least do no harm, is still sworn by Western doctors today. Like Chinese medicine, Greek medicine relied on explaining disease as an absence of harmony in the body between four elements or ‘humours’ that composed it. The elements were blood, choler (yellow bile), phlegm and black bile. These humours corresponded to the elements identified by Greek science as universal components—air (blood), fire (choler), water (phlegm) and earth (black bile). Cure for any imbalance was based on a range of options—bleeding, diet, exercise and occasional surgery. These views, revived in medieval Europe, exercised a continuing influence down to the time when modern medical science made its first appearance in the European Renaissance, and even beyond it. The problem for Greek as for Chinese medicine was the strong prejudice against direct anatomical research on human cadavers. In all pre-scientific medical systems an absence of proper understanding of the function of the body and the cause of disease meant that cures were largely accidental. Recent tests on 200 Chinese traditional herbal remedies for malaria found that only one, by chance, contained anything that might contribute to a cure.

Only the onset of serious research on how the body worked—perhaps the most famous example was William Harvey’s discovery of the circulation of the blood, published in 1628—made it possible to understand how the body was affected by particular conditions and to suggest prophylaxis. Even then the growing understanding of the body did little to help prevent epidemics until the onset of vaccination (introduced in late-18th-century Britain for smallpox) and the path-breaking research of the French chemist, Louis Pasteur, and the German doctor Robert Koch, which by the 1880s had confirmed that disease was caused by bacteria, each different micro-organism responsible for a particular disease. The discovery of antibiotic properties in penicillin mould in 1928 completed the therapeutic revolution. From the mid-19th century onwards the older medical traditions, which had limited or no medical efficacy, were superseded by a science-based medicine which has pushed the frontiers of biochemistry, neurology, physiology and pharmacology almost to their limits and has, at least temporarily, conquered almost all known diseases and a large number of internal medical disorders.

Only the identification of the HIV virus in the 1980s, which attacks the body’s immune system, made it clear that even the most scientifically advanced medicine may not in the future be able to stem new and unexpected forms of epidemic. For the fortunate few generations in the West who have been the full beneficiaries of the medical revolution, the transformation has been extraordinary. For all the rest of recorded human history there was no effective cure for most diseases and humans survived only because of a complex struggle between the micro-organisms and the human immune system. Death was ever-present and social attitudes and religious beliefs had to be rooted in the expectation of high levels of mortality. For those who survived there were disfiguring illnesses, crippling medical conditions, poor eyesight, chronic toothache, and so on. For women throughout history there was the debilitating cycle of births and the ever-present risk of maternal death. Pain, like premature death, was a permanent visitor.

To make matters worse, throughout human history both death and pain have been inflicted unnaturally, the product of deliberate violence on the part of human communities. Man, and almost always the male of the species, is a uniquely aggressive and punitive creature. Although attempts have been made over the past century to demonstrate that other animal species indulge in deliberate violence, animal violence is instinctive, not conscious. Mankind, on the other hand, has throughout recorded history, and evidently long before that, been able to premeditate the use of violence directed at other humans. Some anthropologists, following the 18th-century French philosopher Jean-Jacques Rousseau, have tried to argue that early man was most likely peaceable, and that only the tensions generated by more complex forms of social life introduced higher levels of violence. But the range and sophistication of pre-historic weapons, first stone, then iron and bronze, makes the idea of a pacific prehistoric state implausible. It is of course true that with settled communities, centred on cities, violence came to be organized through the use of armies. The evolution of a specialized human function for organising and legitimating the use of violence is evident in the very earliest recorded history. The soldier, armed with an ever more lethal armoury, runs in an unbroken line from all corners of the ancient world where complex civilizations arose. In tribal communities, without settled urban life, inter-tribal and intra-tribal violence was often ritualized, the young males of the tribe using violence as a rite of passage or a sacred obligation.